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Research
Management
Untangling the Confusion of Sell-side and
Buy-side Research in an Era of Regulatory and Operational Change
March 20, 2007
Bayards, New York City
(Map)
Preliminary Agenda
8:30 Breakfast with Exhibitors
9:00
Chairperson’s
Opening Remarks
Kenneth
S. Bigel, Ph.D.,
Principal
K. S. Bigel & Associates
9:15
Opening Roundtable
What
Are the Latest Developments in Research
Management and What Are the Challenges for the
Sell-Side and Buy-Side?
Tim Gavin,
Founder & CEO
Code Red, Inc.
Steve Marascia,
Head of Research
Anderson & Strudwick
Rob Alvarado,
Content Advisor
10-K Wizard Technology LLC
Darren Kelly,
SVP Strategic & Corporate Development
Collective Intellect
10:00
Understanding the Latest Regulatory Changes and
Their
Impact on Current Business Models
Moderator:
Stuart J. Kaswell,
Partner
Dechert LLP
Panelists:
William
Jannace,
Director, Rule and
Interpretive Standards
NYSE Regulation, Inc.
Racquel L. Russell,
Branch Chief, Division of Market Regulation
US Securities & Exchange Commission
10:45 Refreshment Break with Exhibitors
11:15
Research
Methods and Distribution: How Can They Change;
How
Must They Change?
Michael Skutinsky Jr.,
Executive
Director
RIXML.org
Dean Stamos,
President & CEO
The Information Exchange
11:45
Technology Standards for Research
Management
and
Communication
Michael Skutinsky Jr.,
Executive
Director
RIXML.org
12:30 Luncheon with Exhibitors
1:15
External Research: How Does It Fit In, How is the
Landscape Changing?
Moderator:
Michael W. Mayhew,
Chairman & Co-CEO
Integrity Research Associates, LLC
Panelists:
David Weild IV,
Chief Executive Officer
National Research Exchange
David Teten,
Chief Executive Officer
Nitron Advisors, LLC
Richard T. Williams, CFA, CMT,
Senior Analyst Enterprise Software,
Director of Research
ICAP Equity Research
2:00
Best Practices for Research Compensation, Communication
and
Conduct
Stephanie Nicolas,
Counsel
WilmerHale
Robin Hodgkins,
President
Cogent Consulting LLC
2:45
Benchmarking Research Results
Moderator:
Kei Kianpoor,
Chief Executive Officer
Investars
Panelists:
Matthew J. Dundon,
Managing Director & Head of Research
Miller Tabak Roberts Securities, LLC
Tom Conigliaro,
Managing Director-Hudson Street
Goldman Sachs
Scott Grimberg,
Managing Director-Head of Global Fixed Income
and Emerging Markets
BNY Asset Management
3:15
Refreshment Break with Exhibitors
3:30
Going Global: A Perspective on
International
Research Management
Moderator:
Jeffrey H. Woodruff,
General Manager
Wall Street On Demand
Panelists:
Marc
Vollenweider,
Co-Founder
Evalueserve
Nick Colas,
Director of
Research
BNY Jaywalk LLC, A BNY ConvergEx Company
Robin Howard,
Chief Technology Officer
FinancialSockets, Inc.
4:15
Conference Adjourns |
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